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Asset Management

Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings associations (banks) that engage in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.

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Asset Management Issuances

Related News and Issuances

10/24/2023 OCC 2023-33 Risk Management: Principles for Climate-Related Financial Risk Management for Large Financial Institutions
09/14/2023 NR 2023-104 OCC Reports Second Quarter 2023 Bank Trading Revenue
07/28/2023 NR 2023-82 Agencies Update Guidance on Liquidity Risks and Contingency Planning