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The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs).
We are authorized to take enforcement actions against:
The Enforcement Division serves as the OCC's counsel for formal investigations and enforcement actions.
Note: Enforcement actions taken against federally chartered savings associations (thrifts) prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the Enforcement Order Listing Definitions (PDF).
To obtain a paper copy of an order, agreement, or directive, you may submit a request electronically through the OCC's online FOIA site.
Freedom of Information Act (FOIA)
Comptroller of the Currency
Mail Stop 6W-11
Washington, DC 20219
Include: Banking organization name; individual (if any); Enforcement Action Number; your mailing address, fax number, and telephone number; and how you want to receive the document (mail, fax, or pick up).
Visit these Websites to learn about enforcement actions against financial institutions supervised by other government agencies:
Comptroller’s Orders on Interlocutory Appeal and Miscellaneous Comptroller’s Orders
Policy: Bank Enforcement Actions and Related Matters (PDF)
BSA and Related Regulations
Enforcement Action Types
Help With My Bank
Bank Dispute Resolution
Bank Appeals Process Brochure
Search Enforcement Actions
View Historical Thrift Savings Legal Opinions
Access Historical Advisory Letters
Learn About the Chief Counsel's Office